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Founders Capital Management Inc

● SEC registered since 1995CRD 111164SEC# 801-48364Houston, TX
Export (members)
Reg. AUM
$281.8M
Employees
3
Accounts
130
Location
Houston, TX

Founders Capital Management Inc assets under management

Founders Capital Management Inc is an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 1995. It reports $281.8 million in regulatory assets under management and employs 3 people.

Founders Capital Management Inc owners & executives

5 reported
NameTitleOwnershipSince
Grant e. Buce Family Trust ControlTrustOver 75%2026
James Lincoln Walter ControlPresident / Chief Compliance Officer25-50%2011
Lucinda Perry Buce ControlTrustee (grant E. Buce Family Trust)Over 75%2026
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Frequently asked questions

How much does Founders Capital Management Inc manage?

Founders Capital Management Inc reports $281.8 million in regulatory assets under management on its Form ADV.

How many employees does Founders Capital Management Inc have?

Founders Capital Management Inc reports 3 employees.

Where is Founders Capital Management Inc located?

Founders Capital Management Inc is based in Houston, TX and has been SEC-registered since 1995.

Does Founders Capital Management Inc disclose fund performance?

Founders Capital Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4400 Post Oak Parkway, Suite 2530, Houston, TX 77027-3416
Phone713-877-1188
Fax713-877-1044
Office hoursMon.-Thur. 8:00-5:00; Fri. 8:00-3:30
SEC regionFort Worth Regional Office (FWRO)
CIK1704300
Discloses disciplinary historyNo

Regulatory AUM

$281.8M▲ 17%
Jan '25 — $241.3MFeb '25 — $241.3MMar '25 — $241.3MApr '25 — $241.3MMay '25 — $241.3MJun '25 — $241.3MJul '25 — $241.3MAug '25 — $241.3MSep '25 — $241.3MOct '25 — $241.3MNov '25 — $241.3MDec '25 — $241.3MJan '26 — $241.3MFeb '26 — $281.8MMar '26 — $281.8MApr '26 — $281.8MMay '26 — $281.8MJun '26 — $281.8M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$281.8Mregulatory AUM
Discretionary $273.6MNon-discretionary $8.2M