Founders Capital Management Inc
● SEC registered since 1995CRD 111164SEC# 801-48364Houston, TX
Reg. AUM
$281.8M
Employees
3
Accounts
130
Location
Houston, TX
Founders Capital Management Inc assets under management
Founders Capital Management Inc is an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 1995. It reports $281.8 million in regulatory assets under management and employs 3 people.
Founders Capital Management Inc owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Grant e. Buce Family Trust Control | Trust | Over 75% | 2026 |
| James Lincoln Walter Control | President / Chief Compliance Officer | 25-50% | 2011 |
| Lucinda Perry Buce Control | Trustee (grant E. Buce Family Trust) | Over 75% | 2026 |
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Join to unlock · $37/moFrequently asked questions
How much does Founders Capital Management Inc manage?
Founders Capital Management Inc reports $281.8 million in regulatory assets under management on its Form ADV.
How many employees does Founders Capital Management Inc have?
Founders Capital Management Inc reports 3 employees.
Where is Founders Capital Management Inc located?
Founders Capital Management Inc is based in Houston, TX and has been SEC-registered since 1995.
Does Founders Capital Management Inc disclose fund performance?
Founders Capital Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4400 Post Oak Parkway, Suite 2530, Houston, TX 77027-3416 |
| Phone | 713-877-1188 |
| Fax | 713-877-1044 |
| Office hours | Mon.-Thur. 8:00-5:00; Fri. 8:00-3:30 |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 1704300 |
| Discloses disciplinary history | No |
Regulatory AUM
$281.8M▲ 17%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$281.8Mregulatory AUM
Discretionary $273.6MNon-discretionary $8.2M