Founders Capital Management, LLC
● SEC registered since 2002CRD 118853SEC# 801-60878Hartford, CT
Reg. AUM
$920.3M
Employees
5
Accounts
538
Location
Hartford, CT
Founders Capital Management, LLC assets under management
Founders Capital Management, LLC is an investment advisory firm registered with the SEC based in Hartford, CT. The firm has been registered since 2002. It reports $920.3 million in regulatory assets under management and employs 5 people.
Founders Capital Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Howard Elliot Case Control | Member | 50-75% | 2001 |
| Patrick Alan Terrion Control | Chief Compliance Officer/Member | 50-75% | 2003 |
Frequently asked questions
How much does Founders Capital Management, LLC manage?
Founders Capital Management, LLC reports $920.3 million in regulatory assets under management on its Form ADV.
How many employees does Founders Capital Management, LLC have?
Founders Capital Management, LLC reports 5 employees.
Where is Founders Capital Management, LLC located?
Founders Capital Management, LLC is based in Hartford, CT and has been SEC-registered since 2002.
Does Founders Capital Management, LLC disclose fund performance?
Founders Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One State Street, Suite 1700, Hartford, CT 06103 |
| Phone | 860.308.0061 |
| Fax | 860.282.0441 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1585828 |
| Discloses disciplinary history | No |
Regulatory AUM
$920.3M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 35%
Larger than 65% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$920.3Mregulatory AUM
Discretionary $810.4MNon-discretionary $109.9M