Founders Financial Securities, LLC
● SEC registered since 2006CRD 137945SEC# 801-66892Towson, MD
Reg. AUM
$4.14B
Employees
139
Accounts
19,082
Location
Towson, MD
Founders Financial Securities, LLC assets under management
Founders Financial Securities, LLC is an investment advisory firm registered with the SEC based in Towson, MD. The firm has been registered since 2006. It reports $4.1 billion in regulatory assets under management and employs 139 people.
Founders Financial Securities, LLC owners & executives
13 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bradley Matthew Shepherd Control | Ceo/Rosfp | Under 5% | 2014 |
| Founders Financial LLC Control | Member | Over 75% | 2022 |
| Jill Anne Reckamp | Finop | Under 5% | 2015 |
See all 13 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Founders Financial Securities, LLC manage?
Founders Financial Securities, LLC reports $4.1 billion in regulatory assets under management on its Form ADV.
How many employees does Founders Financial Securities, LLC have?
Founders Financial Securities, LLC reports 139 employees.
Where is Founders Financial Securities, LLC located?
Founders Financial Securities, LLC is based in Towson, MD and has been SEC-registered since 2006.
Does Founders Financial Securities, LLC disclose fund performance?
Founders Financial Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1026 Cromwell Bridge Road, Suite 100, Towson, MD 21286 |
| Phone | 410-308-9988 |
| Fax | 410-308-9801 |
| Office hours | 8 a.m. - 5 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| CIK | 1342396 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$4.14B▲ 42%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 6%
More than 94% of 16,825 advisers
Assets under management
$4.14Bregulatory AUM
Discretionary $3.66BNon-discretionary $476.5M