Foundry Financial LLC
● SEC registered since 2025CRD 300122SEC# 801-133770Pasadena, CA
Reg. AUM
$232.6M
Employees
13
Accounts
626
Location
Pasadena, CA
About Foundry Financial
Foundry Financial offers retirement planning education, tools, and advisory support including retirement readiness quizzes and planning software access. It offers practical steps for clients evaluating whether they are ready to retire.
Summary based on the firm’s website.
Foundry Financial LLC assets under management
Foundry Financial LLC operates as an SEC-registered investment adviser based in Pasadena, CA. The firm has been registered since 2025. It reports $232.6 million in regulatory assets under management and employs 13 people.
Foundry Financial LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kevin D Lum Control | Ceo, Cco, Member | Over 75% | 2019 |
Frequently asked questions
How much does Foundry Financial LLC manage?
Foundry Financial LLC reports $232.6 million in regulatory assets under management on its Form ADV.
How many employees does Foundry Financial LLC have?
Foundry Financial LLC reports 13 employees.
Where is Foundry Financial LLC located?
Foundry Financial LLC is based in Pasadena, CA and has been SEC-registered since 2025.
Does Foundry Financial LLC disclose fund performance?
Foundry Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 479 S Marengo Ave, Pasadena, CA 91101 |
| Phone | (213) 802-8662 |
| Office hours | By Appointment Only |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$232.6M▲ 122%
May '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,369 advisers
EmployeesTop 34%
More than 66% of 16,804 advisers
Assets under management
$232.6Mregulatory AUM
Discretionary $232.6M