Fountainhead Capital Management, LLC
CRD 156185SEC# 801-79472Warren, NJ
No longer SEC-registered. Fountainhead Capital Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.02B
Employees
28
Accounts
3,733
Location
Warren, NJ
Fountainhead Capital Management, LLC assets under management
Fountainhead Capital Management, LLC is an investment advisory firm registered with the SEC based in Warren, NJ. It reports $1 billion in regulatory assets under management and employs 28 people.
Fountainhead Capital Management, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Halpern Control | Member, Chief Investment Officer And Chief Compliance Officer | 10-25% | 2018 |
| Keri Robyn Kutakoff Control | Chief Operating Officer | Under 5% | 2023 |
| Marc Bruce Rock Control | Member And Managing Partner | 25-50% | 2011 |
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Join to unlock · $37/moFrequently asked questions
How much does Fountainhead Capital Management, LLC manage?
Fountainhead Capital Management, LLC reports $1 billion in regulatory assets under management on its Form ADV.
How many employees does Fountainhead Capital Management, LLC have?
Fountainhead Capital Management, LLC reports 28 employees.
Where is Fountainhead Capital Management, LLC located?
Fountainhead Capital Management, LLC is based in Warren, NJ.
Does Fountainhead Capital Management, LLC disclose fund performance?
Fountainhead Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10 Independence Blvd, Suite 120, Warren, NJ 07059 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.02BNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 33%
Larger than 67% of 16,271 advisers
EmployeesTop 19%
More than 81% of 16,825 advisers
Assets under management
$1.02Bregulatory AUM
Discretionary $927.1MNon-discretionary $92.9M