Fountainhead Financial, LLC
● SEC registered since 2009CRD 150813SEC# 801-70385Chicago, IL
Reg. AUM
$543.2M
Employees
3
Accounts
100
Location
Chicago, IL
Fountainhead Financial, LLC assets under management
Fountainhead Financial, LLC is an investment advisory firm registered with the SEC based in Chicago, IL. The firm has been registered since 2009. It reports $543.2 million in regulatory assets under management and employs 3 people.
Fountainhead Financial, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dominick Joseph Vetrano Control | Managing And Sole Member & Chief Compliance Officer | Over 75% | 2009 |
Frequently asked questions
How much does Fountainhead Financial, LLC manage?
Fountainhead Financial, LLC reports $543.2 million in regulatory assets under management on its Form ADV.
How many employees does Fountainhead Financial, LLC have?
Fountainhead Financial, LLC reports 3 employees.
Where is Fountainhead Financial, LLC located?
Fountainhead Financial, LLC is based in Chicago, IL and has been SEC-registered since 2009.
Does Fountainhead Financial, LLC disclose fund performance?
Fountainhead Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 515 North State, 14th Floor, Chicago, IL 60654 |
| Phone | 312-222-9840 |
| Fax | 312-222-9834 |
| Office hours | 8:30a.m.-5p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$543.2M▲ 20%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 46%
Larger than 54% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$543.2Mregulatory AUM
Discretionary $0Non-discretionary $543.2M