Francis Financial, Inc.
● SEC registered since 2012CRD 128067SEC# 801-76703New York, NY
Reg. AUM
$803.2M
Employees
14
Accounts
1,048
Location
New York, NY
Francis Financial, Inc. assets under management
Francis Financial, Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2012. It reports $803.2 million in regulatory assets under management and employs 14 people.
Francis Financial, Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Avani Ramnani Control | Partner, Managing Director | 10-25% | 2024 |
| Natalie Colley | Partner, Senior Lead Advisor | 5-10% | 2024 |
| Stacy A Francis Control | President/Chief Compliance Officer | Over 75% | 2003 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Francis Financial, Inc. manage?
Francis Financial, Inc. reports $803.2 million in regulatory assets under management on its Form ADV.
How many employees does Francis Financial, Inc. have?
Francis Financial, Inc. reports 14 employees.
Where is Francis Financial, Inc. located?
Francis Financial, Inc. is based in New York, NY and has been SEC-registered since 2012.
Does Francis Financial, Inc. disclose fund performance?
Francis Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 39 Broadway, Suite 1730, New York, NY 10006 |
| Phone | 212-374-9008 |
| Fax | 646-219-6799 |
| Office hours | Mon-Fri 9 a.m.-6 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$803.2M▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 37%
Larger than 63% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$803.2Mregulatory AUM
Discretionary $741.3MNon-discretionary $62M