Frank Financial Services
● SEC registered since 2021CRD 147537SEC# 801-121668Carlsbad, CA
Reg. AUM
$188.2M
Employees
2
Accounts
456
Location
Carlsbad, CA
Frank Financial Services assets under management
Frank Financial Services is an investment advisory firm registered with the SEC based in Carlsbad, CA. The firm has been registered since 2021. It reports $188.2 million in regulatory assets under management and employs 2 people.
Frank Financial Services owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Todd Evan Frank Control | President/Chief Compliance Officer | Over 75% | 2003 |
Frequently asked questions
How much does Frank Financial Services manage?
Frank Financial Services reports $188.2 million in regulatory assets under management on its Form ADV.
How many employees does Frank Financial Services have?
Frank Financial Services reports 2 employees.
Where is Frank Financial Services located?
Frank Financial Services is based in Carlsbad, CA and has been SEC-registered since 2021.
Does Frank Financial Services disclose fund performance?
Frank Financial Services is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2710 Loker Avenue West, Suite 230, Carlsbad, CA 92010 |
| Phone | 760-438-3360 |
| Fax | 760-438-3301 |
| Office hours | 7:00 a.m. To 3:30 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$188.2M▲ 14%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 76%
Larger than 24% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$188.2Mregulatory AUM
Discretionary $182.4MNon-discretionary $5.8M