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Franklin Managed Options Strategies, LLC

CRD 325732SEC# 801-127676Stamford, CT
Export (members)
No longer SEC-registered. Franklin Managed Options Strategies, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$972.5M
Employees
12
Accounts
474
Location
Stamford, CT

Franklin Managed Options Strategies, LLC assets under management

Franklin Managed Options Strategies, LLC is an SEC-registered investment adviser based in Stamford, CT. It reports $972.5 million in regulatory assets under management and employs 12 people.

Franklin Managed Options Strategies, LLC owners & executives

9 reported
NameTitleOwnershipSince
Anne P DevereauxChief Compliance OfficerUnder 5%2023
Beth O'MalleyVice President & SecretaryUnder 5%2023
Bradley Scott BerggrenSvp; Co-Chief Investment OfficerUnder 5%2023
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Frequently asked questions

How much does Franklin Managed Options Strategies, LLC manage?

Franklin Managed Options Strategies, LLC reports $972.5 million in regulatory assets under management on its Form ADV.

How many employees does Franklin Managed Options Strategies, LLC have?

Franklin Managed Options Strategies, LLC reports 12 employees.

Where is Franklin Managed Options Strategies, LLC located?

Franklin Managed Options Strategies, LLC is based in Stamford, CT.

Does Franklin Managed Options Strategies, LLC disclose fund performance?

Franklin Managed Options Strategies, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address100 First Stamford Place, 5th Floor, Stamford, CT 06902
Office hours9 a.m. To 5 p.m.
Discloses disciplinary historyNo

Regulatory AUM

$972.5M▲ 117%
Jan '25 — $447.4MFeb '25 — $447.4MMar '25 — $447.4MApr '25 — $447.4MMay '25 — $447.4MJun '25 — $447.4MJul '25 — $447.4MAug '25 — $447.4MSep '25 — $447.4MOct '25 — $447.4MNov '25 — $447.4MDec '25 — $972.5MJan '26 — $972.5MFeb '26 — $972.5MMar '26 — $972.5MApr '26 — $972.5MMay '26 — $972.5MJun '26 — $972.5M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 34%
Larger than 66% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers

Assets under management

$972.5Mregulatory AUM
Discretionary $801.2MNon-discretionary $171.3M