Fullerton Financial, LLC
● SEC registered since 2018CRD 155676SEC# 801-113161Peoria, AZ
Reg. AUM
$525M
Employees
51
Accounts
3,565
Location
Peoria, AZ
Fullerton Financial, LLC assets under management
Fullerton Financial, LLC is an SEC-registered investment adviser based in Peoria, AZ. The firm has been registered since 2018. It reports $525 million in regulatory assets under management and employs 51 people.
Fullerton Financial, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dustin Meza | Chief Compliance Officer | Under 5% | 2025 |
| Fullerton Financial Holdings, LLC | Owner | Over 75% | 2023 |
| Joshua Paul Becker Control | Chief Executive Officer | 25-50% | 2026 |
| J and a Import Company, LLC | Owner | 25-50% | 2026 |
| Joshua Paul Becker Control | Owner | Over 75% | 2013 |
Frequently asked questions
How much does Fullerton Financial, LLC manage?
Fullerton Financial, LLC reports $525 million in regulatory assets under management on its Form ADV.
How many employees does Fullerton Financial, LLC have?
Fullerton Financial, LLC reports 51 employees.
Where is Fullerton Financial, LLC located?
Fullerton Financial, LLC is based in Peoria, AZ and has been SEC-registered since 2018.
Does Fullerton Financial, LLC disclose fund performance?
Fullerton Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 14155 N. 83 Ave #144, Peoria, AZ 85381 |
| Phone | 623-974-0300 |
| Fax | 623-974-0330 |
| Office hours | 8:00 a.m. - 4:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$525M▲ 78%
Jan '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 47%
Larger than 53% of 16,389 advisers
EmployeesTop 12%
More than 88% of 16,799 advisers
Assets under management
$525Mregulatory AUM
Discretionary $525M