Fwg Investments, LLC
● SEC registered since 2018CRD 284064SEC# 801-112954Lexington, KY
Reg. AUM
$349M
Employees
27
Accounts
3,534
Location
Lexington, KY
Fwg Investments, LLC assets under management
Fwg Investments, LLC is an SEC-registered investment adviser based in Lexington, KY. The firm has been registered since 2018. It reports $349 million in regulatory assets under management and employs 27 people.
Fwg Investments, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Keith Staples Control | Chief Operating Officer | Under 5% | 2022 |
| Hmj LLC Control | Managing Member | 50-75% | 2022 |
| Jeff Sheppard Financial LLC Control | Managing Member | 50-75% | 2022 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Fwg Investments, LLC manage?
Fwg Investments, LLC reports $349 million in regulatory assets under management on its Form ADV.
How many employees does Fwg Investments, LLC have?
Fwg Investments, LLC reports 27 employees.
Where is Fwg Investments, LLC located?
Fwg Investments, LLC is based in Lexington, KY and has been SEC-registered since 2018.
Does Fwg Investments, LLC disclose fund performance?
Fwg Investments, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2704 Old Rosebud Road, Suite 160, Lexington, KY 40509 |
| Phone | 859-309-0349 |
| Fax | 859-309-0941 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$349M▲ 40%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 19%
More than 81% of 16,825 advisers
Assets under management
$349Mregulatory AUM
Discretionary $349M