Galvin, Gaustad & Stein, LLC
● SEC registered since 2010CRD 153410SEC# 801-71464Scottsdale, AZ
Reg. AUM
$1.35B
Employees
17
Accounts
1,948
Location
Scottsdale, AZ
Galvin, Gaustad & Stein, LLC assets under management
Galvin, Gaustad & Stein, LLC operates as an SEC-registered investment adviser based in Scottsdale, AZ. The firm has been registered since 2010. It reports $1.4 billion in regulatory assets under management and employs 17 people.
Galvin, Gaustad & Stein, LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kim Quyen Jamieson Control | Cco | Under 5% | 2015 |
| Mp Stein, LLC Control | Member And Manager | 25-50% | 2019 |
| Slg82, LLC Control | Member And Manager | 25-50% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does Galvin, Gaustad & Stein, LLC manage?
Galvin, Gaustad & Stein, LLC reports $1.4 billion in regulatory assets under management on its Form ADV.
How many employees does Galvin, Gaustad & Stein, LLC have?
Galvin, Gaustad & Stein, LLC reports 17 employees.
Where is Galvin, Gaustad & Stein, LLC located?
Galvin, Gaustad & Stein, LLC is based in Scottsdale, AZ and has been SEC-registered since 2010.
Does Galvin, Gaustad & Stein, LLC disclose fund performance?
Galvin, Gaustad & Stein, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7377 E. Doubletree Ranch Road, Suite 250, Scottsdale, AZ 85258 |
| Phone | 480-776-1445 |
| Fax | 480-306-6155 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1840945 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.35B▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,271 advisers
EmployeesTop 28%
More than 72% of 16,825 advisers
Assets under management
$1.35Bregulatory AUM
Discretionary $1.34BNon-discretionary $16.8M