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Gamma Investing LLC

● SEC registered since 2023CRD 312573SEC# 801-127959
Export (members)
Reg. AUM
$2.28B
Employees
7
Accounts
1,975
Location

Gamma Investing LLC assets under management

Gamma Investing LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2023. It reports $2.3 billion in regulatory assets under management and employs 7 people.

Gamma Investing LLC owners & executives

7 reported
NameTitleOwnershipSince
Baird Financial Corporation ControlDirect Owner10-25%2022
Lorraine Y Fang ControlCeo & President/Cco50-75%2021
Riverfront Investment Holding Group, LLC ControlDirect Owner10-25%2022
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Frequently asked questions

How much does Gamma Investing LLC manage?

Gamma Investing LLC reports $2.3 billion in regulatory assets under management on its Form ADV.

How many employees does Gamma Investing LLC have?

Gamma Investing LLC reports 7 employees.

Does Gamma Investing LLC disclose fund performance?

Gamma Investing LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone888-585-1755
Fax202-846-9620
Office hours8:00 a.m. - 6:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK2010235
Discloses disciplinary historyNo

Regulatory AUM

$2.28B▲ 127%
Jan '25 — $1.01BFeb '25 — $1.01BMar '25 — $1.42BApr '25 — $1.42BMay '25 — $1.42BJun '25 — $1.42BJul '25 — $1.42BAug '25 — $1.42BSep '25 — $1.42BOct '25 — $1.42BNov '25 — $1.42BDec '25 — $1.42BJan '26 — $1.42BFeb '26 — $1.42BMar '26 — $2.28BApr '26 — $2.28BMay '26 — $2.28BJun '26 — $2.28B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 21%
Larger than 79% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers

Assets under management

$2.28Bregulatory AUM
Discretionary $2.28B