Garner Financial Management, Inc.
● SEC registered since 2014CRD 131628SEC# 801-79008Lafayette, CA
Reg. AUM
$152.6M
Employees
2
Accounts
299
Location
Lafayette, CA
Garner Financial Management, Inc. assets under management
Garner Financial Management, Inc. is an SEC-registered investment adviser based in Lafayette, CA. The firm has been registered since 2014. It reports $152.6 million in regulatory assets under management and employs 2 people.
Garner Financial Management, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Blair Jason Garner Control | President And Chief Compliance Officer | Over 75% | 2019 |
Frequently asked questions
How much does Garner Financial Management, Inc. manage?
Garner Financial Management, Inc. reports $152.6 million in regulatory assets under management on its Form ADV.
How many employees does Garner Financial Management, Inc. have?
Garner Financial Management, Inc. reports 2 employees.
Where is Garner Financial Management, Inc. located?
Garner Financial Management, Inc. is based in Lafayette, CA and has been SEC-registered since 2014.
Does Garner Financial Management, Inc. disclose fund performance?
Garner Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3620 Happy Valley Road, Suite 203, Lafayette, CA 94549 |
| Phone | 925.282.5500 |
| Fax | 925.962.9250 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$152.6M▲ 3%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 83%
Larger than 17% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$152.6Mregulatory AUM
Discretionary $148.2MNon-discretionary $4.4M