Genesee Capital Advisors, LLC
● SEC registered since 2013CRD 167353SEC# 801-77930Auburn, NY
Reg. AUM
$420.3M
Employees
4
Accounts
1,531
Location
Auburn, NY
Genesee Capital Advisors, LLC assets under management
Genesee Capital Advisors, LLC is an investment advisory firm registered with the SEC based in Auburn, NY. The firm has been registered since 2013. It reports $420.3 million in regulatory assets under management and employs 4 people.
Genesee Capital Advisors, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jean Marie Hart Control | Founding Partner And Chief Compliance Officer | 10-25% | 2013 |
| Michael Christopher Hearn Control | Founding Partner, Investment Officer | 50-75% | 2013 |
| Ryan Winfield Pine Control | Founding Partner, Investment Officer | 25-50% | 2013 |
Frequently asked questions
How much does Genesee Capital Advisors, LLC manage?
Genesee Capital Advisors, LLC reports $420.3 million in regulatory assets under management on its Form ADV.
How many employees does Genesee Capital Advisors, LLC have?
Genesee Capital Advisors, LLC reports 4 employees.
Where is Genesee Capital Advisors, LLC located?
Genesee Capital Advisors, LLC is based in Auburn, NY and has been SEC-registered since 2013.
Does Genesee Capital Advisors, LLC disclose fund performance?
Genesee Capital Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 46 South Street, Auburn, NY 13021 |
| Phone | 315-554-3020 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1652348 |
| Discloses disciplinary history | No |
Regulatory AUM
$420.3M▲ 12%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 52%
Larger than 48% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$420.3Mregulatory AUM
Discretionary $415.1MNon-discretionary $5.2M