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Gerald Baker Financial Group, L.l.c.dba Baker Financial Services

● SEC registered since 1999CRD 112248SEC# 801-56508Arlington, TX
Export (members)
Reg. AUM
$909.3M
Employees
7
Accounts
1,347
Location
Arlington, TX

Gerald Baker Financial Group, L.l.c.dba Baker Financial Services assets under management

Gerald Baker Financial Group, L.l.c.dba Baker Financial Services is an SEC-registered investment adviser based in Arlington, TX. The firm has been registered since 1999. It reports $909.3 million in regulatory assets under management and employs 7 people.

Gerald Baker Financial Group, L.l.c.dba Baker Financial Services owners & executives

4 reported
NameTitleOwnershipSince
Chad Michael McMillan ControlChief Compliance OfficerUnder 5%2005
Cliff Earl Mead ControlOwnerUnder 5%2005
Gerald Ray Baker ControlManagerOver 75%1994
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Frequently asked questions

How much does Gerald Baker Financial Group, L.l.c.dba Baker Financial Services manage?

Gerald Baker Financial Group, L.l.c.dba Baker Financial Services reports $909.3 million in regulatory assets under management on its Form ADV.

How many employees does Gerald Baker Financial Group, L.l.c.dba Baker Financial Services have?

Gerald Baker Financial Group, L.l.c.dba Baker Financial Services reports 7 employees.

Where is Gerald Baker Financial Group, L.l.c.dba Baker Financial Services located?

Gerald Baker Financial Group, L.l.c.dba Baker Financial Services is based in Arlington, TX and has been SEC-registered since 1999.

Does Gerald Baker Financial Group, L.l.c.dba Baker Financial Services disclose fund performance?

Gerald Baker Financial Group, L.l.c.dba Baker Financial Services is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1415 West Randol Mill Rd., Arlington, TX 76012
Phone817-861-7099
Fax817-861-8099
Office hours8:15 - 5:15
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Regulatory AUM

$909.3M▲ 9%
Mar '25 — $833.2MApr '25 — $833.2MMay '25 — $833.2MJun '25 — $833.2MJul '25 — $833.2MAug '25 — $833.2MSep '25 — $833.2MOct '25 — $833.2MNov '25 — $833.2MDec '25 — $833.2MJan '26 — $833.2MFeb '26 — $909.3MMar '26 — $909.3MApr '26 — $909.3MMay '26 — $909.3MJun '26 — $909.3M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 35%
Larger than 65% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers

Assets under management

$909.3Mregulatory AUM
Discretionary $909.3M