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Ggm Financial LLC

● SEC registered since 2023CRD 327008SEC# 801-128663Columbus, OH
Export (members)
Reg. AUM
$513M
Employees
11
Accounts
908
Location
Columbus, OH

Ggm Financial LLC assets under management

Ggm Financial LLC is an SEC-registered investment adviser based in Columbus, OH. The firm has been registered since 2023. It reports $513 million in regulatory assets under management and employs 11 people.

Ggm Financial LLC owners & executives

4 reported
NameTitleOwnershipSince
Aaron Brady Green ControlManaging PartnerOver 75%2023
Karen Marie Bauman ControlPartner, Financial Advisor10-25%2024
Kent Dillon Keister ControlChief Compliance OfficerUnder 5%2025
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Frequently asked questions

How much does Ggm Financial LLC manage?

Ggm Financial LLC reports $513 million in regulatory assets under management on its Form ADV.

How many employees does Ggm Financial LLC have?

Ggm Financial LLC reports 11 employees.

Where is Ggm Financial LLC located?

Ggm Financial LLC is based in Columbus, OH and has been SEC-registered since 2023.

Does Ggm Financial LLC disclose fund performance?

Ggm Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2492 W Dublin Granville Rd., Columbus, OH 43235
Phone614-310-2400
Fax614-310-2402
Office hours8:30 a.m. - 4:30 p.m.
SEC regionChicago Regional Office (CHRO)
CIK2021722
Discloses disciplinary historyNo

Regulatory AUM

$513M▲ 20%
Mar '25 — $425.7MApr '25 — $425.7MMay '25 — $425.7MJun '25 — $425.7MJul '25 — $425.7MAug '25 — $425.7MSep '25 — $425.7MOct '25 — $425.7MNov '25 — $425.7MDec '25 — $425.7MJan '26 — $425.7MFeb '26 — $425.7MMar '26 — $513MApr '26 — $513MMay '26 — $513MJun '26 — $513M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 47%
Larger than 53% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers

Assets under management

$513Mregulatory AUM
Discretionary $513M