Gifford Fong Associates
● SEC registered since 2007CRD 142917SEC# 801-67534Lafayette, CA
Reg. AUM
$517M
Employees
10
Accounts
1
Location
Lafayette, CA
Gifford Fong Associates assets under management
Gifford Fong Associates is an investment advisory firm registered with the SEC based in Lafayette, CA. The firm has been registered since 2007. It reports $517 million in regulatory assets under management and employs 10 people.
Gifford Fong Associates owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Harry Gifford Fong Control | President | 25-50% | 1977 |
| Steven Gifford Fong Control | Chief Compliance Officer/Ceo | 10-25% | 2018 |
| Timothy Gifford Fong | Shareholder | 10-25% | 1977 |
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Join to unlock · $37/moFrequently asked questions
How much does Gifford Fong Associates manage?
Gifford Fong Associates reports $517 million in regulatory assets under management on its Form ADV.
How many employees does Gifford Fong Associates have?
Gifford Fong Associates reports 10 employees.
Where is Gifford Fong Associates located?
Gifford Fong Associates is based in Lafayette, CA and has been SEC-registered since 2007.
Does Gifford Fong Associates disclose fund performance?
Gifford Fong Associates is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3658 Mt. Diablo Blvd., Suite 200, Lafayette, CA 94549-3751 |
| Phone | 925-299-7800 |
| Fax | 925-299-7815 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$517M▲ 23%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 47%
Larger than 53% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$517Mregulatory AUM
Discretionary $517M