Gimbal Financial, LLC
● SEC registered since 2017CRD 159003SEC# 801-110875Carmel, IN
Reg. AUM
$290M
Employees
6
Accounts
847
Location
Carmel, IN
Gimbal Financial, LLC assets under management
Gimbal Financial, LLC is a registered investment adviser overseen by the SEC based in Carmel, IN. The firm has been registered since 2017. It reports $290 million in regulatory assets under management and employs 6 people.
Gimbal Financial, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Douglas Allen Shrieve Control | Member | 50-75% | 2019 |
| Keith Alan Tyner Control | Member | 50-75% | 1997 |
| Susan Elaine Mitchell | Chief Compliance Officer | Under 5% | 2025 |
Frequently asked questions
How much does Gimbal Financial, LLC manage?
Gimbal Financial, LLC reports $290 million in regulatory assets under management on its Form ADV.
How many employees does Gimbal Financial, LLC have?
Gimbal Financial, LLC reports 6 employees.
Where is Gimbal Financial, LLC located?
Gimbal Financial, LLC is based in Carmel, IN and has been SEC-registered since 2017.
Does Gimbal Financial, LLC disclose fund performance?
Gimbal Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 620 N. Rangeline Road, Carmel, IN 46032 |
| Phone | 317-578-1600 |
| Office hours | 8-4 |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1835206 |
| Discloses disciplinary history | No |
Regulatory AUM
$290M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 63%
Larger than 37% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$290Mregulatory AUM
Discretionary $270.4MNon-discretionary $19.7M