Global Brokerage Services, Inc.
● SEC registered since 2024CRD 37505SEC# 801-131268Hunt Valley, MD
Reg. AUM
$137.3M
Employees
5
Accounts
562
Location
Hunt Valley, MD
Global Brokerage Services, Inc. assets under management
Global Brokerage Services, Inc. is an investment advisory firm registered with the SEC based in Hunt Valley, MD. The firm has been registered since 2024. It reports $137.3 million in regulatory assets under management and employs 5 people.
Global Brokerage Services, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Thomas Wesley Johnson Control | President, Ceo, Cfo, Coo, Clo, Cco | 50-75% | 1994 |
| William Burton Sweigart Control | Vice President | 50-75% | 1994 |
Frequently asked questions
How much does Global Brokerage Services, Inc. manage?
Global Brokerage Services, Inc. reports $137.3 million in regulatory assets under management on its Form ADV.
How many employees does Global Brokerage Services, Inc. have?
Global Brokerage Services, Inc. reports 5 employees.
Where is Global Brokerage Services, Inc. located?
Global Brokerage Services, Inc. is based in Hunt Valley, MD and has been SEC-registered since 2024.
Does Global Brokerage Services, Inc. disclose fund performance?
Global Brokerage Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 11350 McCormick Road, Epiii, Suite 1204, Hunt Valley, MD 21031 |
| Phone | 410-785-4990 |
| Fax | 410-785-4993 |
| Office hours | 8:30-4:00 |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$137.3M▲ 17%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 86%
Larger than 14% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$137.3Mregulatory AUM
Discretionary $0Non-discretionary $137.3M