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Global Financial Private Client, LLC

● SEC registered since 2018CRD 290006SEC# 801-112204Sarasota, FL
Export (members)
Reg. AUM
$828.3M
Employees
6
Accounts
1,028
Location
Sarasota, FL

Global Financial Private Client, LLC assets under management

Global Financial Private Client, LLC operates as an SEC-registered investment adviser based in Sarasota, FL. The firm has been registered since 2018. It reports $828.3 million in regulatory assets under management and employs 6 people.

Global Financial Private Client, LLC owners & executives

4 reported
NameTitleOwnershipSince
Brian Curtis TimmMember10-25%2023
Geoffrey a. Frazier Trust ControlManaging MemberOver 75%2023
Geoffrey Allen Frazier ControlChief Compliance OfficerUnder 5%2017
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Frequently asked questions

How much does Global Financial Private Client, LLC manage?

Global Financial Private Client, LLC reports $828.3 million in regulatory assets under management on its Form ADV.

How many employees does Global Financial Private Client, LLC have?

Global Financial Private Client, LLC reports 6 employees.

Where is Global Financial Private Client, LLC located?

Global Financial Private Client, LLC is based in Sarasota, FL and has been SEC-registered since 2018.

Does Global Financial Private Client, LLC disclose fund performance?

Global Financial Private Client, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6000 Cattleridge Drive, Suite 200, Sarasota, FL 34232
Phone941-441-1624
Office hours9:00a.m. To 5:00p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Regulatory AUM

$828.3M▲ 24%
Mar '25 — $666.9MApr '25 — $666.9MMay '25 — $666.9MJun '25 — $666.9MJul '25 — $666.9MAug '25 — $666.9MSep '25 — $666.9MOct '25 — $666.9MNov '25 — $666.9MDec '25 — $666.9MJan '26 — $666.9MFeb '26 — $666.9MMar '26 — $828.3MApr '26 — $828.3MMay '26 — $828.3MJun '26 — $828.3M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 37%
Larger than 63% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers

Assets under management

$828.3Mregulatory AUM
Discretionary $688.5MNon-discretionary $139.9M