Goldberg Advisers, LLC
● SEC registered since 2021CRD 134174SEC# 801-121095San Rafael, CA
Reg. AUM
$402.6M
Employees
4
Accounts
514
Location
San Rafael, CA
Goldberg Advisers, LLC assets under management
Goldberg Advisers, LLC operates as an SEC-registered investment adviser based in San Rafael, CA. The firm has been registered since 2021. It reports $402.6 million in regulatory assets under management and employs 4 people.
Goldberg Advisers, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Jackson Goldberg Control | Managing Member/Chief Compliance Officer | Over 75% | 2000 |
| Kay Patricia Goldberg | Member | Under 5% | 2000 |
Frequently asked questions
How much does Goldberg Advisers, LLC manage?
Goldberg Advisers, LLC reports $402.6 million in regulatory assets under management on its Form ADV.
How many employees does Goldberg Advisers, LLC have?
Goldberg Advisers, LLC reports 4 employees.
Where is Goldberg Advisers, LLC located?
Goldberg Advisers, LLC is based in San Rafael, CA and has been SEC-registered since 2021.
Does Goldberg Advisers, LLC disclose fund performance?
Goldberg Advisers, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1210 5th Avenue, #275, San Rafael, CA 94901 |
| Phone | (415) 399-9100 |
| Office hours | 6:30 a.m. - 4:30 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$402.6M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 54%
Larger than 46% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$402.6Mregulatory AUM
Discretionary $402.6M