Goodman Financial Corporation
● SEC registered since 2002CRD 114637SEC# 801-61260Houston, TX
Reg. AUM
$915.9M
Employees
26
Accounts
913
Location
Houston, TX
Goodman Financial Corporation assets under management
Goodman Financial Corporation is an investment advisory firm registered with the SEC based in Houston, TX. The firm has been registered since 2002. It reports $915.9 million in regulatory assets under management and employs 26 people.
Goodman Financial Corporation owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Russell Hadaway | Chief Compliance Officer | Under 5% | 2026 |
| Lisa Ann Francia Control | Chief Financial Officer | 5-10% | 2021 |
| Morgann Michelle Zimmer Control | Director Of Financial Advisory Services | 5-10% | 2025 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Goodman Financial Corporation manage?
Goodman Financial Corporation reports $915.9 million in regulatory assets under management on its Form ADV.
How many employees does Goodman Financial Corporation have?
Goodman Financial Corporation reports 26 employees.
Where is Goodman Financial Corporation located?
Goodman Financial Corporation is based in Houston, TX and has been SEC-registered since 2002.
Does Goodman Financial Corporation disclose fund performance?
Goodman Financial Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5177 Richmond Avenue, Suite 700, Houston, TX 77056 |
| Phone | 713-599-1777 |
| Fax | 713-599-1811 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 1382303 |
| Discloses disciplinary history | No |
Regulatory AUM
$915.9M▲ 31%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 35%
Larger than 65% of 16,271 advisers
EmployeesTop 20%
More than 80% of 16,825 advisers
Assets under management
$915.9Mregulatory AUM
Discretionary $912.5MNon-discretionary $3.4M