Great Lakes Retirement, Inc.
● SEC registered since 2017CRD 146608SEC# 801-110042Sandusky, OH
Reg. AUM
$1.16B
Employees
27
Accounts
7,044
Location
Sandusky, OH
Great Lakes Retirement, Inc. assets under management
Great Lakes Retirement, Inc. is an SEC-registered investment adviser based in Sandusky, OH. The firm has been registered since 2017. It reports $1.2 billion in regulatory assets under management and employs 27 people.
Great Lakes Retirement, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew S Toccaceli | Chief Operations Officer | Under 5% | 2024 |
| Brian Joseph Petraitis Control | Chief Compliance Officer | Under 5% | 2024 |
| William Allen Smith Control | President | Over 75% | 2008 |
Frequently asked questions
How much does Great Lakes Retirement, Inc. manage?
Great Lakes Retirement, Inc. reports $1.2 billion in regulatory assets under management on its Form ADV.
How many employees does Great Lakes Retirement, Inc. have?
Great Lakes Retirement, Inc. reports 27 employees.
Where is Great Lakes Retirement, Inc. located?
Great Lakes Retirement, Inc. is based in Sandusky, OH and has been SEC-registered since 2017.
Does Great Lakes Retirement, Inc. disclose fund performance?
Great Lakes Retirement, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4604 Timber Commons Drive, Sandusky, OH 44870 |
| Phone | 419-626-8600 |
| Fax | 419-625-3902 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.16B▲ 21%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
EmployeesTop 19%
More than 81% of 16,825 advisers
Assets under management
$1.16Bregulatory AUM
Discretionary $1.08BNon-discretionary $81.4M