Great River Financial LLC
● SEC registered since 2021CRD 314172SEC# 801-121581Plymouth, MN
Reg. AUM
$201.9M
Employees
4
Accounts
438
Location
Plymouth, MN
Great River Financial LLC assets under management
Great River Financial LLC is an SEC-registered investment adviser based in Plymouth, MN. The firm has been registered since 2021. It reports $201.9 million in regulatory assets under management and employs 4 people.
Great River Financial LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joshua Lin Wolberg Control | President | Over 75% | 2021 |
| Kingston Marland Hollman Control | Chief Compliance Officer | Under 5% | 2022 |
Frequently asked questions
How much does Great River Financial LLC manage?
Great River Financial LLC reports $201.9 million in regulatory assets under management on its Form ADV.
How many employees does Great River Financial LLC have?
Great River Financial LLC reports 4 employees.
Where is Great River Financial LLC located?
Great River Financial LLC is based in Plymouth, MN and has been SEC-registered since 2021.
Does Great River Financial LLC disclose fund performance?
Great River Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9800 Shelard Pkwy, Suite 113, Plymouth, MN 55441 |
| Phone | 763-231-7581 |
| Office hours | By Appointment Only |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$201.9M▲ 25%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$201.9Mregulatory AUM
Discretionary $201.9M