Greenrock Research, Inc.
● SEC registered since 2008CRD 131825SEC# 801-69664Chicago, IL
Reg. AUM
$863.9M
Employees
6
Accounts
1,880
Location
Chicago, IL
Greenrock Research, Inc. assets under management
Greenrock Research, Inc. is an investment advisory firm registered with the SEC based in Chicago, IL. The firm has been registered since 2008. It reports $863.9 million in regulatory assets under management and employs 6 people.
Greenrock Research, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Kevin Malone Control | President And Chief Compliance Officer | Over 75% | 2004 |
Frequently asked questions
How much does Greenrock Research, Inc. manage?
Greenrock Research, Inc. reports $863.9 million in regulatory assets under management on its Form ADV.
How many employees does Greenrock Research, Inc. have?
Greenrock Research, Inc. reports 6 employees.
Where is Greenrock Research, Inc. located?
Greenrock Research, Inc. is based in Chicago, IL and has been SEC-registered since 2008.
Does Greenrock Research, Inc. disclose fund performance?
Greenrock Research, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 444 W. Lake St., Suite 1700, Chicago, IL 60606 |
| Phone | 312.463.1301 |
| Fax | 866.523.7205 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$863.9M▲ 2%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 36%
Larger than 64% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$863.9Mregulatory AUM
Discretionary $515.9MNon-discretionary $348M