Greenwich Wealth Management LLC
● SEC registered since 2008CRD 142820SEC# 801-68897Greenwich, CT
Reg. AUM
$3.52B
Employees
13
Accounts
625
Location
Greenwich, CT
Greenwich Wealth Management LLC assets under management
Greenwich Wealth Management LLC is an SEC-registered investment adviser based in Greenwich, CT. The firm has been registered since 2008. It reports $3.5 billion in regulatory assets under management and employs 13 people.
Greenwich Wealth Management LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Jerry Sullivan Control | Chief Compliance Officer, Member | 5-10% | 2023 |
| Harry Edward Figgie | Member | 10-25% | 2023 |
| Jackson Henry Kleinert | Member | 10-25% | 2023 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Greenwich Wealth Management LLC manage?
Greenwich Wealth Management LLC reports $3.5 billion in regulatory assets under management on its Form ADV.
How many employees does Greenwich Wealth Management LLC have?
Greenwich Wealth Management LLC reports 13 employees.
Where is Greenwich Wealth Management LLC located?
Greenwich Wealth Management LLC is based in Greenwich, CT and has been SEC-registered since 2008.
Does Greenwich Wealth Management LLC disclose fund performance?
Greenwich Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 45 East Putnam Avenue, Suite 128, Greenwich, CT 06830 |
| Phone | 203-618-0100 |
| Office hours | 9-5 |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1439805 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$3.52B▲ 30%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 16%
Larger than 84% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers
Assets under management
$3.52Bregulatory AUM
Discretionary $2.88BNon-discretionary $634.4M