Gries Financial LLC
CRD 110031SEC# 801-56552Cleveland, OH
No longer SEC-registered. Gries Financial LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Ranks #2,647 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1.35B
Fund GAV
$17.1M
Private funds
7
Employees
30
Accounts
1,658
Location
Cleveland, OH
Gries Financial LLC assets under management
Gries Financial LLC is a registered investment adviser overseen by the SEC based in Cleveland, OH. It reports $1.3 billion in regulatory assets under management and employs 30 people. Gries Financial LLC manages 7 private funds with combined gross assets of $17.1 million, including Altalpha Vintage, L.P. By regulatory assets, it ranks 2,647 of 6,004 private fund managers.
Gries Financial LLC private funds
7 funds · $17.1M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Altalpha Vintage, L.P. | Private Equity | $12.3M | $100K |
| Fieldstone - Sage Mill | Real Estate | $2M | $50K |
| Fieldstone Gem VI Investors | Real Estate | $1.2M | $50K |
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Join to unlock · $37/moGries Financial LLC owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Joseph Durkin Control | Chief Compliance Officer | Under 5% | 2024 |
| Carina Shipotofsky Diamond Control | Chief Executive Officer | Under 5% | 2024 |
| Hemal Jayant Gala | Vice President Operations | Under 5% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Gries Financial LLC manage?
Gries Financial LLC reports $1.3 billion in regulatory assets under management on its Form ADV.
How many private funds does Gries Financial LLC manage?
Gries Financial LLC manages 7 private funds with combined gross assets of $17.1 million.
How many employees does Gries Financial LLC have?
Gries Financial LLC reports 30 employees.
Where is Gries Financial LLC located?
Gries Financial LLC is based in Cleveland, OH.
Does Gries Financial LLC disclose fund performance?
Gries Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1300 East Ninth Street, Suite 1900, Cleveland, OH 44114 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$1.35BNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,271 advisers
AUM vs fund managersTop 44%
Larger than 56% of 6,004 private-fund managers
Number of fundsTop 33%
More funds than 67% of fund managers
EmployeesTop 18%
More than 82% of 16,825 advisers
Assets under management
$1.35Bregulatory AUM
Discretionary $1.35B
Fund type mix
Real Estate6
Private Equity1
Service providers
Auditor
Custodian
Administrator