Griffin Asset Management, LLC
● SEC registered since 1971CRD 104548SEC# 801-7495New York, NY
Reg. AUM
$1.05B
Employees
10
Accounts
689
Location
New York, NY
Griffin Asset Management, LLC assets under management
Griffin Asset Management, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 1971. It reports $1.1 billion in regulatory assets under management and employs 10 people.
Griffin Asset Management, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian T Famigletti | Managing Director | 10-25% | 2018 |
| Douglas Maxwell Famigletti Control | Co-President | 25-50% | 2018 |
| Duncan Kimber Smith | Chief Compliance Officer | Under 5% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Griffin Asset Management, LLC manage?
Griffin Asset Management, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.
How many employees does Griffin Asset Management, LLC have?
Griffin Asset Management, LLC reports 10 employees.
Where is Griffin Asset Management, LLC located?
Griffin Asset Management, LLC is based in New York, NY and has been SEC-registered since 1971.
Does Griffin Asset Management, LLC disclose fund performance?
Griffin Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 230 Park Avenue, 4th Floor, New York, NY 10169 |
| Phone | 917-484-5608 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.05B▲ 9%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 32%
Larger than 68% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$1.05Bregulatory AUM
Discretionary $1.05BNon-discretionary $9.3M