Grimaldi Portfolio Solutions, Inc
● SEC registered since 1996CRD 106199SEC# 801-51163Wappingers Falls, NY
Reg. AUM
$133M
Employees
4
Accounts
300
Location
Wappingers Falls, NY
Grimaldi Portfolio Solutions, Inc assets under management
Grimaldi Portfolio Solutions, Inc is a registered investment adviser overseen by the SEC based in Wappingers Falls, NY. The firm has been registered since 1996. It reports $133 million in regulatory assets under management and employs 4 people.
Grimaldi Portfolio Solutions, Inc owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Vincent Visconti Control | Vice President | 25-50% | 1996 |
| Mark Anthony Grimaldi Control | President | 50-75% | 1996 |
| Sheila Ellen Pitz | Chief Compliance Officer | Under 5% | 2018 |
Frequently asked questions
How much does Grimaldi Portfolio Solutions, Inc manage?
Grimaldi Portfolio Solutions, Inc reports $133 million in regulatory assets under management on its Form ADV.
How many employees does Grimaldi Portfolio Solutions, Inc have?
Grimaldi Portfolio Solutions, Inc reports 4 employees.
Where is Grimaldi Portfolio Solutions, Inc located?
Grimaldi Portfolio Solutions, Inc is based in Wappingers Falls, NY and has been SEC-registered since 1996.
Does Grimaldi Portfolio Solutions, Inc disclose fund performance?
Grimaldi Portfolio Solutions, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1207 Route 9, Suite 10, Wappingers Falls, NY 12590 |
| Phone | 845-297-3500 |
| Fax | 845-297-1180 |
| Office hours | 9:00a.m.-5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$133M▲ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 87%
Larger than 13% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$133Mregulatory AUM
Discretionary $133M