Guardian Capital, LLC
● SEC registered since 2024CRD 156015SEC# 801-131430Wexford, PA
Reg. AUM
$128.1M
Employees
4
Accounts
300
Location
Wexford, PA
Guardian Capital, LLC assets under management
Guardian Capital, LLC is a registered investment adviser overseen by the SEC based in Wexford, PA. The firm has been registered since 2024. It reports $128.1 million in regulatory assets under management and employs 4 people.
Guardian Capital, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Benjamin Hayden Pearce Control | Chief Compliance Officer | Under 5% | 2025 |
| Carole Miller Control | Owner | 25-50% | 2010 |
| Greg H Miller Control | Managing Member | 50-75% | 2010 |
Frequently asked questions
How much does Guardian Capital, LLC manage?
Guardian Capital, LLC reports $128.1 million in regulatory assets under management on its Form ADV.
How many employees does Guardian Capital, LLC have?
Guardian Capital, LLC reports 4 employees.
Where is Guardian Capital, LLC located?
Guardian Capital, LLC is based in Wexford, PA and has been SEC-registered since 2024.
Does Guardian Capital, LLC disclose fund performance?
Guardian Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 109 Vip Drive, Wexford, PA 15090 |
| Phone | 724-934-3050 |
| Fax | 724-934-3080 |
| Office hours | 9 a.m. - 5 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| CIK | 2083963 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$128.1M▲ 18%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$128.1Mregulatory AUM
Discretionary $128.1M