Guardian Wealth Management, LLC
● SEC registered since 2002CRD 118668SEC# 801-61330Chattanooga, TN
Reg. AUM
$411.1M
Employees
11
Accounts
1,213
Location
Chattanooga, TN
Guardian Wealth Management, LLC assets under management
Guardian Wealth Management, LLC is an SEC-registered investment adviser based in Chattanooga, TN. The firm has been registered since 2002. It reports $411.1 million in regulatory assets under management and employs 11 people.
Guardian Wealth Management, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gwm Holdings, Inc Control | Owner | 50-75% | 2025 |
| James Lamar Motte Control | Chief Compliance Officer | Under 5% | 2023 |
| Mauldin & Jenkins, LLC Control | Owner | 50-75% | 2025 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Guardian Wealth Management, LLC manage?
Guardian Wealth Management, LLC reports $411.1 million in regulatory assets under management on its Form ADV.
How many employees does Guardian Wealth Management, LLC have?
Guardian Wealth Management, LLC reports 11 employees.
Where is Guardian Wealth Management, LLC located?
Guardian Wealth Management, LLC is based in Chattanooga, TN and has been SEC-registered since 2002.
Does Guardian Wealth Management, LLC disclose fund performance?
Guardian Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6151 Shallowford Road, Suite 102, Chattanooga, TN 37421-7803 |
| Phone | 423-510-0409 |
| Fax | 423-510-0868 |
| Office hours | 8:00a.m.-5:00p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$411.1M▲ 20%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers
Assets under management
$411.1Mregulatory AUM
Discretionary $406MNon-discretionary $5.1M