Guidance Point Retirement Services, LLC
● SEC registered since 2012CRD 161000SEC# 801-73184Portland, ME
Reg. AUM
$88.2M
Employees
8
Accounts
8
Location
Portland, ME
Guidance Point Retirement Services, LLC assets under management
Guidance Point Retirement Services, LLC is an SEC-registered investment adviser based in Portland, ME. The firm has been registered since 2012. It reports $88.2 million in regulatory assets under management and employs 8 people.
Guidance Point Retirement Services, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Jay Walker Control | Chief Executive Officer/Chief Compliance Officer | Over 75% | 2011 |
| Benjamin James Smith | Chief Investment Officer | 10-25% | 2012 |
| Wesley Austin Delcol | Owner | 10-25% | 2012 |
Frequently asked questions
How much does Guidance Point Retirement Services, LLC manage?
Guidance Point Retirement Services, LLC reports $88.2 million in regulatory assets under management on its Form ADV.
How many employees does Guidance Point Retirement Services, LLC have?
Guidance Point Retirement Services, LLC reports 8 employees.
Where is Guidance Point Retirement Services, LLC located?
Guidance Point Retirement Services, LLC is based in Portland, ME and has been SEC-registered since 2012.
Does Guidance Point Retirement Services, LLC disclose fund performance?
Guidance Point Retirement Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 136 Commercial Street, Suite 301, Portland, ME 04101 |
| Phone | 207-358-3099 |
| Fax | 207-221-1435 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$88.2M▲ 40%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 94%
Larger than 6% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$88.2Mregulatory AUM
Discretionary $88.2M