Guinness Atkinson Asset Management, Inc.
● SEC registered since 2002CRD 124465SEC# 801-61667Pasadena, CA
Reg. AUM
$344.4M
Employees
41
Accounts
12
Location
Pasadena, CA
Guinness Atkinson Asset Management, Inc. assets under management
Guinness Atkinson Asset Management, Inc. is an investment advisory firm registered with the SEC based in Pasadena, CA. The firm has been registered since 2002. It reports $344.4 million in regulatory assets under management and employs 41 people.
Guinness Atkinson Asset Management, Inc. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Edmund Harriss Control | Director | 10-25% | 2003 |
| Edward Benjamin Guinness Control | Director | Under 5% | 2020 |
| James Joseph Atkinson Control | Chief Executive Officer, Chief Compliance Officer | 25-50% | 2002 |
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Join to unlock · $37/moFrequently asked questions
How much does Guinness Atkinson Asset Management, Inc. manage?
Guinness Atkinson Asset Management, Inc. reports $344.4 million in regulatory assets under management on its Form ADV.
How many employees does Guinness Atkinson Asset Management, Inc. have?
Guinness Atkinson Asset Management, Inc. reports 41 employees.
Where is Guinness Atkinson Asset Management, Inc. located?
Guinness Atkinson Asset Management, Inc. is based in Pasadena, CA and has been SEC-registered since 2002.
Does Guinness Atkinson Asset Management, Inc. disclose fund performance?
Guinness Atkinson Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 251 South Lake Ave, Suite 800, Pasadena, CA 91101 |
| Phone | 626 628-2787 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$344.4M▲ 7%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 14%
More than 86% of 16,825 advisers
Assets under management
$344.4Mregulatory AUM
Discretionary $344.4M