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Guncheon Financial LLC

● SEC registered since 2024CRD 277091SEC# 801-131551Dubuque, IA
Export (members)
Reg. AUM
$146.2M
Employees
4
Accounts
1,878
Location
Dubuque, IA

Guncheon Financial LLC assets under management

Guncheon Financial LLC is a registered investment adviser overseen by the SEC based in Dubuque, IA. The firm has been registered since 2024. It reports $146.2 million in regulatory assets under management and employs 4 people.

Guncheon Financial LLC owners & executives

2 reported
NameTitleOwnershipSince
Justin D Smith ControlManaging Member & Cco50-75%2025
Keith Thomas Leverentz ControlMember50-75%2025

Frequently asked questions

How much does Guncheon Financial LLC manage?

Guncheon Financial LLC reports $146.2 million in regulatory assets under management on its Form ADV.

How many employees does Guncheon Financial LLC have?

Guncheon Financial LLC reports 4 employees.

Where is Guncheon Financial LLC located?

Guncheon Financial LLC is based in Dubuque, IA and has been SEC-registered since 2024.

Does Guncheon Financial LLC disclose fund performance?

Guncheon Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1545 Associates Drive, Suite 104, Dubuque, IA 52002
Phone563-587-7840
Fax563-583-3361
Office hours9a.m.-4p.m.
SEC regionChicago Regional Office (CHRO)
CIK2125292
Discloses disciplinary historyNo

Regulatory AUM

$146.2M▲ 35%
Jan '25 — $108.2MFeb '25 — $125.7MMar '25 — $125.7MApr '25 — $125.7MMay '25 — $125.7MJun '25 — $125.7MJul '25 — $125.7MAug '25 — $125.7MSep '25 — $136.5MOct '25 — $136.5MNov '25 — $136.5MDec '25 — $136.5MJan '26 — $136.5MFeb '26 — $136.5MMar '26 — $146.2MApr '26 — $146.2MMay '26 — $146.2MJun '26 — $146.2M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 84%
Larger than 16% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers

Assets under management

$146.2Mregulatory AUM
Discretionary $146.2M