Gwn Securities Inc.
● SEC registered since 2004CRD 128929SEC# 801-62547Palm Beach Gardens, FL
Reg. AUM
$4.75B
Employees
707
Accounts
66,025
Location
Palm Beach Gardens, FL
Gwn Securities Inc. assets under management
Gwn Securities Inc. is an investment advisory firm registered with the SEC based in Palm Beach Gardens, FL. The firm has been registered since 2004. It reports $4.8 billion in regulatory assets under management and employs 707 people.
Gwn Securities Inc. owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Barry Richard Rittman Control | Cfo Finop Vp | Under 5% | 2008 |
| Brad Jeffrey Corbin Control | Senior Vice President Of Business Development And Marketing | Under 5% | 2007 |
| Denis Stephen Walsh Control | Ceo/Exec Director/ Municipal Principal, President | Under 5% | 2005 |
| Laura Jeanette Bornheimer Control | Vice President/Chief Compliance Officer/Rosfp | Under 5% | 2005 |
| Mary Therese Walsh Control | Secretary | Under 5% | 2005 |
| World Investment Network Control | Owner | Over 75% | 2003 |
| Win Class a Stock Trust Control | Trust Holding World Investment Network Stock, Denis Walsh Trustee | Over 75% | 2012 |
Frequently asked questions
How much does Gwn Securities Inc. manage?
Gwn Securities Inc. reports $4.8 billion in regulatory assets under management on its Form ADV.
How many employees does Gwn Securities Inc. have?
Gwn Securities Inc. reports 707 employees.
Where is Gwn Securities Inc. located?
Gwn Securities Inc. is based in Palm Beach Gardens, FL and has been SEC-registered since 2004.
Does Gwn Securities Inc. disclose fund performance?
Gwn Securities Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 |
| Phone | 561-472-2700 |
| Fax | 561-472-2760 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 1265905 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$4.75B▲ 30%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 13%
Larger than 87% of 16,306 advisers
EmployeesTop 1%
More than 99% of 16,824 advisers
Assets under management
$4.75Bregulatory AUM
Discretionary $4.75B