H. L. Ormond & Company, LLC
● SEC registered since 2021CRD 313593SEC# 801-120841Greenville, NC
Reg. AUM
$401.4M
Employees
7
Accounts
1,199
Location
Greenville, NC
About H. L. Ormond & Company
H. L. Ormond & Company advises clients through active asset allocation, money manager selection, and ongoing portfolio and retirement planning. It works in association with Raymond James and emphasizes trusted advice and exceptional service for families and retirees.
Summary based on the firm’s website.
H. L. Ormond & Company, LLC assets under management
H. L. Ormond & Company, LLC is an investment advisory firm registered with the SEC based in Greenville, NC. The firm has been registered since 2021. It reports $401.4 million in regulatory assets under management and employs 7 people.
H. L. Ormond & Company, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Herbert Lyman Ormond Control | Managing Member / President & Chief Investment Officer | Over 75% | 2021 |
| Sharon Rouse Dew Control | Office Administrator And Client Service Associate / Chief Compliance Officer | Under 5% | 2021 |
Frequently asked questions
How much does H. L. Ormond & Company, LLC manage?
H. L. Ormond & Company, LLC reports $401.4 million in regulatory assets under management on its Form ADV.
How many employees does H. L. Ormond & Company, LLC have?
H. L. Ormond & Company, LLC reports 7 employees.
Where is H. L. Ormond & Company, LLC located?
H. L. Ormond & Company, LLC is based in Greenville, NC and has been SEC-registered since 2021.
Does H. L. Ormond & Company, LLC disclose fund performance?
H. L. Ormond & Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1001 Conference Drive, Suite a, Greenville, NC 27858 |
| Phone | (252) 756-4010 |
| Fax | (252) 756-4090 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$401.4M▲ 12%
Mar '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 54%
Larger than 46% of 16,389 advisers
EmployeesTop 51%
More than 49% of 16,799 advisers
Assets under management
$401.4Mregulatory AUM
Discretionary $383.8MNon-discretionary $17.5M