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H. L. Ormond & Company, LLC

● SEC registered since 2021CRD 313593SEC# 801-120841Greenville, NC
Export (members)
Reg. AUM
$401.4M
Employees
7
Accounts
1,199
Location
Greenville, NC

H. L. Ormond & Company, LLC assets under management

H. L. Ormond & Company, LLC is an investment advisory firm registered with the SEC based in Greenville, NC. The firm has been registered since 2021. It reports $401.4 million in regulatory assets under management and employs 7 people.

H. L. Ormond & Company, LLC owners & executives

2 reported
NameTitleOwnershipSince
Herbert Lyman Ormond ControlManaging Member / President & Chief Investment OfficerOver 75%2021
Sharon Rouse Dew ControlOffice Administrator And Client Service Associate / Chief Compliance OfficerUnder 5%2021

Frequently asked questions

How much does H. L. Ormond & Company, LLC manage?

H. L. Ormond & Company, LLC reports $401.4 million in regulatory assets under management on its Form ADV.

How many employees does H. L. Ormond & Company, LLC have?

H. L. Ormond & Company, LLC reports 7 employees.

Where is H. L. Ormond & Company, LLC located?

H. L. Ormond & Company, LLC is based in Greenville, NC and has been SEC-registered since 2021.

Does H. L. Ormond & Company, LLC disclose fund performance?

H. L. Ormond & Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1001 Conference Drive, Suite a, Greenville, NC 27858
Phone(252) 756-4010
Fax(252) 756-4090
Office hours8:30a.m. To 5:00p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Regulatory AUM

$401.4M▲ 12%
Mar '25 — $359.7MApr '25 — $359.7MMay '25 — $359.7MJun '25 — $359.7MJul '25 — $359.7MAug '25 — $359.7MSep '25 — $359.7MOct '25 — $359.7MNov '25 — $359.7MDec '25 — $359.7MJan '26 — $359.7MFeb '26 — $359.7MMar '26 — $401.4MApr '26 — $401.4MMay '26 — $401.4MJun '26 — $401.4M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 54%
Larger than 46% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers

Assets under management

$401.4Mregulatory AUM
Discretionary $383.8MNon-discretionary $17.5M