Halter Ferguson Financial Inc
● SEC registered since 2000CRD 109563SEC# 801-57288Carmel, IN
Ranks #3,445 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$705M
Fund GAV
$3.8M
Private funds
1
Employees
15
Accounts
1,076
Location
Carmel, IN
Halter Ferguson Financial Inc assets under management
Halter Ferguson Financial Inc is a registered investment adviser overseen by the SEC based in Carmel, IN. The firm has been registered since 2000. It reports $705 million in regulatory assets under management and employs 15 people. Halter Ferguson Financial Inc manages 1 private fund with combined gross assets of $3.8 million, including Lumasenseye II, a Series of Hcam Wy LLC. By regulatory assets, it ranks 3,445 of 6,004 private fund managers.
Halter Ferguson Financial Inc private funds
1 funds · $3.8M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Lumasenseye II, a Series of Hcam Wy LLC | Other Private | $3.8M | $50K |
Halter Ferguson Financial Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bradford Scott Ferguson Control | President | Over 75% | 2020 |
| Matthew Charles Smith Control | Chief Compliance Officer | Under 5% | 2025 |
Frequently asked questions
How much does Halter Ferguson Financial Inc manage?
Halter Ferguson Financial Inc reports $705 million in regulatory assets under management on its Form ADV.
How many private funds does Halter Ferguson Financial Inc manage?
Halter Ferguson Financial Inc manages 1 private funds with combined gross assets of $3.8 million.
How many employees does Halter Ferguson Financial Inc have?
Halter Ferguson Financial Inc reports 15 employees.
Where is Halter Ferguson Financial Inc located?
Halter Ferguson Financial Inc is based in Carmel, IN and has been SEC-registered since 2000.
Does Halter Ferguson Financial Inc disclose fund performance?
Halter Ferguson Financial Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 13080 Grand Blvd., Suite 130, Carmel, IN 46032 |
| Phone | 317-875-0202 |
| Fax | 317-875-0909 |
| Office hours | 8a.m.-5p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1107082 |
| Discloses disciplinary history | No |
Regulatory AUM
$705M▲ 45%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
AUM vs fund managersTop 57%
Larger than 43% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 30%
More than 70% of 16,825 advisers
Assets under management
$705Mregulatory AUM
Discretionary $705M
Service providers
Custodian
Administrator