Hartford Financial Management Inc
● SEC registered since 1989CRD 105039SEC# 801-33701West Hartford, CT
Reg. AUM
$699.6M
Employees
10
Accounts
185
Location
West Hartford, CT
Hartford Financial Management Inc assets under management
Hartford Financial Management Inc is a registered investment adviser overseen by the SEC based in West Hartford, CT. The firm has been registered since 1989. It reports $699.6 million in regulatory assets under management and employs 10 people.
Hartford Financial Management Inc owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ann Eugenie Cohen Control | Chief Compliance Officer, Treasurer | Under 5% | 2004 |
| Kevin Charles Quiros Control | President | Under 5% | 2020 |
| Rafael Dario Quiros Control | Owner | Over 75% | 1988 |
Frequently asked questions
How much does Hartford Financial Management Inc manage?
Hartford Financial Management Inc reports $699.6 million in regulatory assets under management on its Form ADV.
How many employees does Hartford Financial Management Inc have?
Hartford Financial Management Inc reports 10 employees.
Where is Hartford Financial Management Inc located?
Hartford Financial Management Inc is based in West Hartford, CT and has been SEC-registered since 1989.
Does Hartford Financial Management Inc disclose fund performance?
Hartford Financial Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 65 Lasalle Road Ste 307, West Hartford, CT 06107 |
| Phone | 860-241-0028 |
| Fax | 888-307-6981 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1352526 |
| Discloses disciplinary history | No |
Regulatory AUM
$699.6M▼ 2%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$699.6Mregulatory AUM
Discretionary $697.7MNon-discretionary $2M