Hartley Advisors Corp.
● SEC registered since 2025CRD 130769SEC# 801-134772
Reg. AUM
$107.2M
Employees
3
Accounts
410
Location
—
Hartley Advisors Corp. assets under management
Hartley Advisors Corp. is an investment advisory firm registered with the SEC. The firm has been registered since 2025. It reports $107.2 million in regulatory assets under management and employs 3 people.
Hartley Advisors Corp. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kenneth Mark Hartley Control | President | 10-25% | 2003 |
| Pearl Chan Hartley Control | Vice President/Secretary/Treasurer | 10-25% | 2003 |
| Thomas Kenneth Hartley Control | Vice President/Chief Compliance Officer | Over 75% | 2015 |
Frequently asked questions
How much does Hartley Advisors Corp. manage?
Hartley Advisors Corp. reports $107.2 million in regulatory assets under management on its Form ADV.
How many employees does Hartley Advisors Corp. have?
Hartley Advisors Corp. reports 3 employees.
Does Hartley Advisors Corp. disclose fund performance?
Hartley Advisors Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 215-801-4830 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$107.2M▲ 2%
Oct '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$107.2Mregulatory AUM
Discretionary $103.9MNon-discretionary $3.4M