Thomas Kenneth Hartley
Vice President/Chief Compliance OfficerHartley Advisors Corp.CRD 6374393
About Thomas Kenneth Hartley
Thomas Kenneth Hartley is listed as Vice President/Chief Compliance Officer at Hartley Advisors Corp.. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Hartley Advisors Corp.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas Kenneth Hartley work?
Thomas Kenneth Hartley is listed as Vice President/Chief Compliance Officer at Hartley Advisors Corp. on SEC Form ADV.
How much of Hartley Advisors Corp. does Thomas Kenneth Hartley own?
Form ADV reports a beneficial ownership band of Over 75%.
Hartley Advisors Corp.
| Title | Vice President/Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2015 |