Hays Financial Group, LLC
● SEC registered since 2021CRD 306877SEC# 801-118389Minneapolis, MN
Reg. AUM
$7.45B
Employees
12
Accounts
687
Location
Minneapolis, MN
Hays Financial Group, LLC assets under management
Hays Financial Group, LLC is an investment advisory firm registered with the SEC based in Minneapolis, MN. The firm has been registered since 2021. It reports $7.5 billion in regulatory assets under management and employs 12 people.
Hays Financial Group, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Jerold Whinnery Control | Member / President | 10-25% | 2020 |
| James P Miley Control | Member / Managing Director / Chief Compliance Officer | 10-25% | 2020 |
| New Nine Inc. Control | Managing Member | 50-75% | 2020 |
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Join to unlock · $37/moFrequently asked questions
How much does Hays Financial Group, LLC manage?
Hays Financial Group, LLC reports $7.5 billion in regulatory assets under management on its Form ADV.
How many employees does Hays Financial Group, LLC have?
Hays Financial Group, LLC reports 12 employees.
Where is Hays Financial Group, LLC located?
Hays Financial Group, LLC is based in Minneapolis, MN and has been SEC-registered since 2021.
Does Hays Financial Group, LLC disclose fund performance?
Hays Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 901 S. Marquette Avenue, Suite 2820, Minneapolis, MN 55402 |
| Phone | (612) 373-9863 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$7.45B▲ 22%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 10%
Larger than 90% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$7.45Bregulatory AUM
Discretionary $2.46BNon-discretionary $4.99B