Hazard & Siegel Advisory Services LLC
● SEC registered since 2009CRD 151462SEC# 801-70690Dewitt, NY
Reg. AUM
$449.8M
Employees
24
Accounts
293
Location
Dewitt, NY
Hazard & Siegel Advisory Services LLC assets under management
Hazard & Siegel Advisory Services LLC operates as an SEC-registered investment adviser based in Dewitt, NY. The firm has been registered since 2009. It reports $449.8 million in regulatory assets under management and employs 24 people.
Hazard & Siegel Advisory Services LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alexander Sotir Joseph Control | Ceo; Member | Over 75% | 2003 |
| David Mark Mullen Control | President/Chief Compliance Officer; Member | 10-25% | 2003 |
Frequently asked questions
How much does Hazard & Siegel Advisory Services LLC manage?
Hazard & Siegel Advisory Services LLC reports $449.8 million in regulatory assets under management on its Form ADV.
How many employees does Hazard & Siegel Advisory Services LLC have?
Hazard & Siegel Advisory Services LLC reports 24 employees.
Where is Hazard & Siegel Advisory Services LLC located?
Hazard & Siegel Advisory Services LLC is based in Dewitt, NY and has been SEC-registered since 2009.
Does Hazard & Siegel Advisory Services LLC disclose fund performance?
Hazard & Siegel Advisory Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5793 Widewaters Parkway, Suite 200, Dewitt, NY 13214 |
| Phone | 315-414-0722 |
| Fax | 315-414-0724 |
| Office hours | 8:30 - 5:00 |
| SEC region | New York Regional Office (NYRO) |
| CIK | 2065686 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$449.8M▲ 19%
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 51%
Larger than 49% of 16,271 advisers
EmployeesTop 21%
More than 79% of 16,825 advisers
Assets under management
$449.8Mregulatory AUM
Discretionary $0Non-discretionary $449.8M