Heartwood Funds, LLC
● SEC registered since 2006CRD 136940SEC# 801-66295New York, NY
Ranks #4,512 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$317.6M
Fund GAV
$88.9M
Private funds
2
Employees
2
Accounts
3
Location
New York, NY
Heartwood Funds, LLC assets under management
Heartwood Funds, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2006. It reports $317.6 million in regulatory assets under management and employs 2 people. Heartwood Funds, LLC manages 2 private funds with combined gross assets of $88.9 million, including Sanlamallianz Africa Equity Fund, Ltd. By regulatory assets, it ranks 4,512 of 6,004 private fund managers.
Heartwood Funds, LLC private funds
2 funds · $88.9M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Sanlamallianz Africa Equity Fund, Ltd | Other Private | $78.8M | $5M |
| Heartwood Segregated Model Portfolio Companies SPC | Other Private | $10.1M | $100K |
Heartwood Funds, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gregory John Stitt Control | Managing Director/Chief Investment Officer/Chief Compliance Officer/Managing Member | Over 75% | 2025 |
| James Albert Abate | Administrator | Under 5% | 2026 |
Frequently asked questions
How much does Heartwood Funds, LLC manage?
Heartwood Funds, LLC reports $317.6 million in regulatory assets under management on its Form ADV.
How many private funds does Heartwood Funds, LLC manage?
Heartwood Funds, LLC manages 2 private funds with combined gross assets of $88.9 million.
How many employees does Heartwood Funds, LLC have?
Heartwood Funds, LLC reports 2 employees.
Where is Heartwood Funds, LLC located?
Heartwood Funds, LLC is based in New York, NY and has been SEC-registered since 2006.
Does Heartwood Funds, LLC disclose fund performance?
Heartwood Funds, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 48 Wall Street, Suite 1100, New York, NY 10005 |
| Phone | 212-918-4706 |
| Fax | 212-918-4708 |
| Office hours | 8:30 - 5:30 Est |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1532472 |
| Discloses disciplinary history | No |
Regulatory AUM
$317.6M▼ 39%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 61%
Larger than 39% of 16,271 advisers
AUM vs fund managersTop 75%
Larger than 25% of 6,004 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$317.6Mregulatory AUM
Discretionary $88.9MNon-discretionary $228.7M
Service providers
Auditor
Custodian
Administrator