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Heckman Financial & Insurance Services, Inc.

● SEC registered since 2025CRD 111549SEC# 801-132732San Jose, CA
Export (members)
Reg. AUM
$116.4M
Employees
5
Accounts
565
Location
San Jose, CA

Heckman Financial & Insurance Services, Inc. assets under management

Heckman Financial & Insurance Services, Inc. is an investment advisory firm registered with the SEC based in San Jose, CA. The firm has been registered since 2025. It reports $116.4 million in regulatory assets under management and employs 5 people.

Heckman Financial & Insurance Services, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Eric Ray Heckman ControlPresident/Chief Compliance OfficerOver 75%1992

Frequently asked questions

How much does Heckman Financial & Insurance Services, Inc. manage?

Heckman Financial & Insurance Services, Inc. reports $116.4 million in regulatory assets under management on its Form ADV.

How many employees does Heckman Financial & Insurance Services, Inc. have?

Heckman Financial & Insurance Services, Inc. reports 5 employees.

Where is Heckman Financial & Insurance Services, Inc. located?

Heckman Financial & Insurance Services, Inc. is based in San Jose, CA and has been SEC-registered since 2025.

Does Heckman Financial & Insurance Services, Inc. disclose fund performance?

Heckman Financial & Insurance Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address333 W Santa Clara St, Suite 604, San Jose, CA 95113-1125
Phone408-297-9800
Fax408-297-9899
Office hours9 a.m. To 5 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Regulatory AUM

$116.4M▲ 2%
Apr '25 — $114.4MMay '25 — $114.4MJun '25 — $114.4MJul '25 — $114.4MAug '25 — $114.4MSep '25 — $114.4MOct '25 — $114.4MNov '25 — $114.4MDec '25 — $114.4MJan '26 — $114.4MFeb '26 — $116.4MMar '26 — $116.4MApr '26 — $116.4MMay '26 — $116.4MJun '26 — $116.4M
Apr '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers

Assets under management

$116.4Mregulatory AUM
Discretionary $116.4M