Heffernan Advisory, Inc.
● SEC registered since 2006CRD 116771SEC# 801-67175Flagstaff, AZ
Reg. AUM
$409.6M
Employees
12
Accounts
679
Location
Flagstaff, AZ
Heffernan Advisory, Inc. assets under management
Heffernan Advisory, Inc. is a registered investment adviser overseen by the SEC based in Flagstaff, AZ. The firm has been registered since 2006. It reports $409.6 million in regulatory assets under management and employs 12 people.
Heffernan Advisory, Inc. owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Blake Alexander Thibault Control | Director | Under 5% | 2023 |
| Francis Michael Heffernan Control | Director | Under 5% | 2024 |
| Heffernan Group Control | Shareholder | Over 75% | 2026 |
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Join to unlock · $37/moFrequently asked questions
How much does Heffernan Advisory, Inc. manage?
Heffernan Advisory, Inc. reports $409.6 million in regulatory assets under management on its Form ADV.
How many employees does Heffernan Advisory, Inc. have?
Heffernan Advisory, Inc. reports 12 employees.
Where is Heffernan Advisory, Inc. located?
Heffernan Advisory, Inc. is based in Flagstaff, AZ and has been SEC-registered since 2006.
Does Heffernan Advisory, Inc. disclose fund performance?
Heffernan Advisory, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 809 W. Riordan Road, Suite 104, Flagstaff, AZ 86001 |
| Phone | 928-774-9598 |
| Fax | 928-774-1203 |
| Office hours | 7:00 a.m. To 4:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1536230 |
| Discloses disciplinary history | No |
Regulatory AUM
$409.6M▲ 30%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$409.6Mregulatory AUM
Discretionary $409.6M