Helm Investment Management, LLC
● SEC registered since 2006CRD 141773SEC# 801-67176Denver, CO
Reg. AUM
$370.8M
Employees
3
Accounts
559
Location
Denver, CO
Helm Investment Management, LLC assets under management
Helm Investment Management, LLC is an investment advisory firm registered with the SEC based in Denver, CO. The firm has been registered since 2006. It reports $370.8 million in regulatory assets under management and employs 3 people.
Helm Investment Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jay Allan McCormick | Member | Under 5% | 2022 |
| Peter John Quinn Control | Managing Member, Chief Compliance Officer | Over 75% | 2022 |
Frequently asked questions
How much does Helm Investment Management, LLC manage?
Helm Investment Management, LLC reports $370.8 million in regulatory assets under management on its Form ADV.
How many employees does Helm Investment Management, LLC have?
Helm Investment Management, LLC reports 3 employees.
Where is Helm Investment Management, LLC located?
Helm Investment Management, LLC is based in Denver, CO and has been SEC-registered since 2006.
Does Helm Investment Management, LLC disclose fund performance?
Helm Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3017 E 2nd Ave, Denver, CO 80206 |
| Phone | 303-861-4835 |
| Office hours | By Appointment |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$370.8M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 56%
Larger than 44% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$370.8Mregulatory AUM
Discretionary $370.8M