Helmsman Financial Group, LLC
● SEC registered since 2018CRD 113780SEC# 801-113375Woodinville, WA
Reg. AUM
$187.2M
Employees
3
Accounts
267
Location
Woodinville, WA
Helmsman Financial Group, LLC assets under management
Helmsman Financial Group, LLC is an SEC-registered investment adviser based in Woodinville, WA. The firm has been registered since 2018. It reports $187.2 million in regulatory assets under management and employs 3 people.
Helmsman Financial Group, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brandon Douglas Springer Control | Secretary-Treasurer | Under 5% | 2025 |
| Christopher John Rieke | Member | 10-25% | 1998 |
| Doris D Whitsell | Economic Interest Owner | 10-25% | 2024 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Helmsman Financial Group, LLC manage?
Helmsman Financial Group, LLC reports $187.2 million in regulatory assets under management on its Form ADV.
How many employees does Helmsman Financial Group, LLC have?
Helmsman Financial Group, LLC reports 3 employees.
Where is Helmsman Financial Group, LLC located?
Helmsman Financial Group, LLC is based in Woodinville, WA and has been SEC-registered since 2018.
Does Helmsman Financial Group, LLC disclose fund performance?
Helmsman Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 17330 135th Ave NE, Suite 2a, Woodinville, WA 98072 |
| Phone | 425-485-0381 |
| Fax | 425-481-1634 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$187.2M▲ 21%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 77%
Larger than 23% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$187.2Mregulatory AUM
Discretionary $68.9MNon-discretionary $118.3M