Hennessy Advisors, Inc.
● SEC registered since 1990CRD 110770SEC# 801-36288Novato, CA
Reg. AUM
$4.25B
Employees
19
Accounts
17
Location
Novato, CA
Hennessy Advisors, Inc. assets under management
Hennessy Advisors, Inc. operates as an SEC-registered investment adviser based in Novato, CA. The firm has been registered since 1990. It reports $4.3 billion in regulatory assets under management and employs 19 people.
Hennessy Advisors, Inc. owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Anthony Hennessy Control | Director & Shareholder | Under 5% | 1989 |
| Brian Cameron Carlson | Chief Compliance Officer, Senior Vice President & Shareholder | Under 5% | 2018 |
| Daniel Bruce Steadman Control | Executive Vice President & Shareholder | Under 5% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Hennessy Advisors, Inc. manage?
Hennessy Advisors, Inc. reports $4.3 billion in regulatory assets under management on its Form ADV.
How many employees does Hennessy Advisors, Inc. have?
Hennessy Advisors, Inc. reports 19 employees.
Where is Hennessy Advisors, Inc. located?
Hennessy Advisors, Inc. is based in Novato, CA and has been SEC-registered since 1990.
Does Hennessy Advisors, Inc. disclose fund performance?
Hennessy Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7250 Redwood Boulevard, Suite 200, Novato, CA 94945 |
| Phone | 415-899-1555 |
| Fax | 415-899-1559 |
| Office hours | 8:00a.m. To 2:00p.m. Pacific Friday |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1145255 |
| Discloses disciplinary history | No |
Regulatory AUM
$4.25BNo change
Nov '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 14%
Larger than 86% of 16,271 advisers
EmployeesTop 25%
More than 75% of 16,825 advisers
Assets under management
$4.25Bregulatory AUM
Discretionary $4.25B