Herbert J. Sims Capital Management, Inc.
● SEC registered since 2022CRD 134510SEC# 801-124853Fairfield, CT
Reg. AUM
$436.9M
Employees
30
Accounts
685
Location
Fairfield, CT
Herbert J. Sims Capital Management, Inc. assets under management
Herbert J. Sims Capital Management, Inc. operates as an SEC-registered investment adviser based in Fairfield, CT. The firm has been registered since 2022. It reports $436.9 million in regulatory assets under management and employs 30 people.
Herbert J. Sims Capital Management, Inc. owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Elizabeth Barnett Sims Control | Managing Principal | Under 5% | 2025 |
| Herbert J. Sims & Co. Inc. Control | Shareholder | Over 75% | 1995 |
| Jason Howard Diamond Control | Chief Financial Officer | Under 5% | 2007 |
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Join to unlock · $37/moFrequently asked questions
How much does Herbert J. Sims Capital Management, Inc. manage?
Herbert J. Sims Capital Management, Inc. reports $436.9 million in regulatory assets under management on its Form ADV.
How many employees does Herbert J. Sims Capital Management, Inc. have?
Herbert J. Sims Capital Management, Inc. reports 30 employees.
Where is Herbert J. Sims Capital Management, Inc. located?
Herbert J. Sims Capital Management, Inc. is based in Fairfield, CT and has been SEC-registered since 2022.
Does Herbert J. Sims Capital Management, Inc. disclose fund performance?
Herbert J. Sims Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2150 Post Road, Suite 301, Fairfield, CT 06824 |
| Phone | 203-418-9000 |
| Office hours | 9 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$436.9M▲ 198%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 52%
Larger than 48% of 16,271 advisers
EmployeesTop 18%
More than 82% of 16,825 advisers
Assets under management
$436.9Mregulatory AUM
Discretionary $330.7MNon-discretionary $106.2M